Financial Services

Financial Services:  We have a storied history of representing clients in in the financial services sector. Members of our team have appeared in landmark financial industry cases, some of which have become the subject of popular books and television shows, and others that have remained private and confidential.  The language of trading, selling and brokering securities, commodities, and currencies is familiar to us. Our lawyers have defended individuals and companies in numerous matters before regulators including the SEC, the CFTC, and investigations by U.S. Attorney's Offices and the DOJ. We have persuaded regulators and prosecutors to close investigations without the filing of charges; we have negotiated favorable resolutions; and we have put our adversaries to the test in the courtroom. We stand ready to do whatever is in the best interest of the client.